Marketable Financial Instruments
Our company handles financial products that reflect movements in the market.
- The financial products introduced will depend on the customers' understanding of the risks, their experience, their asset situation, and the purpose of the transaction, etc.
- For details, please contact our main or branch offices.
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In order to provide important information for customers whom Sumitomo Mitsui Trust Bank, Limited engages in FX transactions in accordance with the FX Global Code, we have established the following policy. Please also refer to the Liquidity Provider Disclosure Cover Sheet of us which summarizes the key items of the Basic Policy in a format unified by companies for easier comparison by customers with other companies.
STATEMENT OF COMMITMENT TO THE FX GLOBAL CODE
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Sumitomo Mitsui Trust Bank, Limited (Singapore Branch) has established best execution policies in handling customers’ orders in line with the requirements of Notice SFA 04-N16 and Guidelines to Notice SFA 04-N16 on Execution of Customers’ Orders, both issued under the Securities and Futures Act 2001 of Singapore effective from the 3rd of March 2022.
Best Execution policy of Customers’ Orders (Singapore Branch)
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Sumitomo Mitsui Trust Bank, Limited (London Branch) is subject to the revised Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR), which has become effective from 3 January 2018. The documents listed below relate to MiFID II/MiFIR.
In accordance with the FCA Policy Statement PS21/20 November 2021 removing the obligation for firms to prepare MiFID II/MiFIR RTS 27 and RTS 28 reports from the 1st of December 2021, the EMEA Division of Sumitomo Mitsui Trust Bank, Limited (London Branch) will cease MiFID II/MiFIR best execution preparation and reporting in RTS27 (quarterly disclosure of the quality of execution of customer trades) and RTS28 (annual disclosure of the top 5 execution venues used for customer trades and quality of execution) from the 1st of December 2021.
- Disclosure of information under RTS 28
- Disclosure of information under RTS 27
